Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Chu is a financial advisor with over 25 years of experience in the industry. He is currently registered with Flextrade LLC in New York. David previously worked with Lavaflow, Inc., Lava Trading, Inc., Brut, LLC, CitiCorp Investment Services, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds the Series 63, 24, 57TO, SIE, 55, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/17/2013 - Present
Flextrade LLC (New York NY)
NY
05/20/2008 - 06/26/2013
LAVAFLOW, INC. (NEW YORK NY)
NY
08/12/2005 - 07/29/2008
LAVA TRADING, INC. (NEW YORK NY)
PA
05/17/2000 - 07/06/2005
BRUT, LLC (PHILADELPHIA PA)
NY
10/08/1998 - 04/06/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
02/25/1997 - 09/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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