Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Walkup is a financial advisor with over 28 years of experience in the industry. David currently works at Osaic Wealth, Inc. and is registered with the state of Texas. David is also registered with the state of Hawaii, Indiana, Louisiana, Washington and has previously worked for SAGEPOINT FINANCIAL, INC. in THE WOODLANDS, TX, COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. in ROCKAWAY, NJ and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in HOUSTON, TX. David holds Series 63, Series 65, Series 7 and Series 31 licenses and has passed the SIE exam. David specializes in working with a variety of clients including individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, charitable organizations and state or municipal government entities. David offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors. David is also a member of the Gary Glen HOA board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (THE WOODLANDS TX)
TX
10/31/2013 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (THE WOODLANDS TX)
NJ
01/15/2013 - 11/01/2013
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)
TX
07/27/1994 - 01/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
IA
Issued 03/05/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Walkup is the right advisor for you? Invested Better is here to help.
