Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Smith is a financial advisor in Reston, Virginia, with over 30 years of experience in the financial services industry. David is currently registered with Cambridge Investment Research Advisors, Inc. Previously, David was registered with Fulcrum Securities, LLC, DMG Securities, Inc., and F.N. Wolf & Co., Inc. David holds several securities licenses including Series 7, Series 24, Series 52TO, Series 53, and Series 63. David is also a Registered Investment Advisor. David specializes in financial planning, portfolio management for businesses and individuals, pension consulting, market timing services, and selection of other advisors. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
04/02/2014 - Present
Cambridge Investment Research Advisors, Inc. (RESTON VA)
VA
01/26/2007 - 04/07/2014
FULCRUM SECURITIES, LLC (RESTON VA)
VA
07/01/1994 - 06/09/2006
DMG SECURITIES, INC. (GREAT FALLS VA)
NA
09/21/1989 - 07/14/1994
F.N. WOLF & CO., INC.
NA
09/19/1989 - 09/20/1989
F.N. WOLF & CO., INC.
IA
Issued 07/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Smith is the right advisor for you? Invested Better is here to help.
