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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Sipe is a financial advisor with Wells Fargo Clearing Services, LLC. David has been in the industry for over 20 years and has a wide range of experience in providing financial services to individuals and families. He is registered to offer securities and investment advisory services in numerous states, including California and Texas. Prior to joining Wells Fargo, David worked at other firms including Wells Fargo Investments, LLC, Chase Investment Services Corp., and WAMU Investments, Inc. His experience and expertise allow him to provide comprehensive financial planning and investment management services, tailored to his clients' unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/11/2016 - Present
Wells Fargo Clearing Services, LLC (BAKERSFIELD CA)
CA
07/24/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BAKERSFIELD CA)
CA
05/02/2009 - 07/27/2009
CHASE INVESTMENT SERVICES CORP. (DELANO CA)
CA
08/26/2003 - 05/02/2009
WAMU INVESTMENTS, INC. (TAFT CA)
NY
11/27/2002 - 09/11/2003
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 12/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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