Unclaimed
David Christopher Simmons is an investment advisor representative at State Farm Investment Management Corp.. David Simmons has been in the securities industry since January 17, 2010. David Simmons is registered with the state of Texas and Louisiana and has a Series 6, Series 63, Series 65, and SIE license. David Simmons is also the owner and an agent of David Simmons's Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
11/16/2020 - Present
State Farm Investment Management Corp. (Austin TX)
IA
Issued 10/31/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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