Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Rogers is a financial advisor with American Portfolios Financial Services, Inc. David is a registered representative with FINRA and is licensed to offer securities and investment advisory services in 13 states. David has been in the financial services industry since 2003. Prior to joining American Portfolios Financial Services, Inc., David worked for ING Financial Advisors, LLC and Lincoln Investment Planning, Inc. David holds the Series 6 and Series 63 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/10/2008 - Present
American Portfolios Financial Services, Inc. (W. AMHERST NY)
NY
10/15/2004 - 09/16/2008
ING FINANCIAL ADVISERS, LLC (AMHERST NY)
PA
07/01/2003 - 11/16/2004
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
NY
01/14/2003 - 07/18/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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