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David Christopher Rogers

B. C. Ziegler AND Co.

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About David Christopher Rogers

David Christopher Rogers is a financial advisor with B. C. Ziegler And Co. David has been in the financial industry since 2005 and has held previous positions with Regions Securities LLC, Morgan Keegan & Company, Inc., SunTrust Robinson Humphrey, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SG Cowen Securities Corporation. David holds Series 7, 63, 52TO, 79TO, and SIE licenses as well as the Series 24 principal exam. David is registered in Tennessee.

Firm Information

David Rogers is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Rogers’s Registration & Firm History

TN

09/10/2014 - Present

B. C. Ziegler AND Co. (NASHVILLE TN)

TN

09/11/2013 - 09/29/2014

REGIONS SECURITIES LLC (NASHVILLE TN)

TN

08/04/2008 - 05/16/2012

MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)

TN

09/25/2006 - 07/23/2008

SUNTRUST ROBINSON HUMPHREY, INC. (NASHVILLE TN)

NY

11/10/2004 - 10/09/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

12/06/2000 - 06/28/2001

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Christopher Rogers.
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