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David Christopher Roeder

I-Bankers Securities, Inc.

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About David Christopher Roeder

David Roeder is a financial professional with over 30 years of experience in the financial industry. David is currently registered with I-Bankers Securities, Inc. and has previously worked at firms such as National Securities Corporation, Ocean Cross Capital Markets LLC, Southridge Investment Group LLC, Maxim Group LLC, Berry-Shino Securities, Inc., Westpark Capital, Inc., Paulson Investment Company, Inc., Schneider Securities, Inc., Investors Associates, Inc., PMG Securities Corporation, Princeton Financial Group, Inc., and Power Securities Corporation. David holds a Series 7, Series 63 and Series 79TO license and is registered in 11 states, including California, Connecticut, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, North Carolina, and Pennsylvania. David's experience and expertise make him a valuable resource for clients seeking financial guidance.

Firm Information

David Roeder is currently registered with I-Bankers Securities, Inc.. I-Bankers Securities, Inc. is a Corporation that was formed on June 6, 1996. It is approved to operate in all 50 states and the District of Columbia and has a registered office in Alabama.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Roeder’s Registration & Firm History

FL

11/03/2017 - Present

I-Bankers Securities, Inc. (BOCA RATON FL)

NY

06/22/2015 - 11/18/2015

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

CT

09/22/2011 - 06/14/2013

OCEAN CROSS CAPITAL MARKETS LLC (WESTPORT CT)

CT

05/04/2009 - 09/01/2011

SOUTHRIDGE INVESTMENT GROUP LLC (RIDGEFIELD CT)

NY

05/05/2005 - 12/18/2008

MAXIM GROUP LLC (NEW YORK NY)

AZ

07/18/2000 - 10/21/2004

BERRY-SHINO SECURITIES, INC. (SCOTTSDALE AZ)

CA

05/23/2003 - 02/13/2004

WESTPARK CAPITAL, INC. (LOS ANGELES CA)

OR

12/09/1994 - 07/18/2000

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

CO

07/28/1993 - 12/12/1994

SCHNEIDER SECURITIES, INC. (DENVER CO)

NJ

06/17/1992 - 08/05/1993

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

IL

12/03/1991 - 06/25/1992

PMG SECURITIES CORPORATION (ELGIN IL)

NA

03/22/1989 - 08/09/1991

PRINCETON FINANCIAL GROUP, INC.

NA

07/28/1988 - 02/28/1989

POWER SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 07/27/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Christopher Roeder. Review regulatory record here.
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