Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Roche is a financial advisor with over 20 years of experience in the financial services industry. David has been registered with Cetera Investment Advisers LLC since June 2019. David holds licenses in several states, including New Jersey, New York, and Texas. David offers a range of financial services, including financial planning, pension consulting, and portfolio management. David's primary business location is in Endicott, NY, where he helps individuals and businesses achieve their financial goals. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/19/2019 - Present
Cetera Investment Advisers LLC (ENDICOTT NY)
NY
06/21/2000 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (LATHAM NY)
BOTH
Issued 7/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 9/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 6/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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