Unclaimed
David Christopher Nixon is a financial advisor with over 30 years of experience in the industry. David currently works for Blaylock Van, LLC, a firm focused on providing investment advice and financial services. David holds both Series 7 and 63 licenses, as well as a Series 3 license for commodities futures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2022 - Present
Blaylock VAN, LLC (NEW YORK NY)
NY
08/04/2020 - 05/31/2022
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
03/03/2014 - 10/23/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
12/13/2012 - 03/04/2014
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
04/04/2012 - 12/06/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
11/08/2010 - 04/03/2012
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
CT
05/28/2009 - 10/20/2010
KNIGHT LIBERTAS LLC (GREENWICH CT)
NY
06/06/2005 - 05/19/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/30/1986 - 06/14/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
07/27/1987 - 07/01/1992
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
IA
Issued 11/05/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2001
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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