Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mulhall is a financial advisor with LPL Financial LLC. David has been in the financial services industry since February 4, 2005 and has experience with UBS Financial Services Inc.. David holds licenses in 21 states including Connecticut, California, Florida, and New York. David is a registered representative with FINRA and is licensed to sell securities and provide investment advice in Connecticut. David also provides tax preparation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
09/18/2007 - Present
LPL Financial LLC (MIDDLEBURY CT)
CT
02/04/2005 - 09/25/2007
UBS FINANCIAL SERVICES INC. (NEW HAVEN CT)
BOTH
Issued 02/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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