Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Morkes is a financial advisor with over 15 years of experience in the industry. David is currently registered with Hilltop Securities Inc. David has a wide range of experience in the financial services industry. Previously David worked at Piper Sandler & Co., BMO Capital Markets GKST Inc., and Ameriprise Financial Services, Inc. David holds the Series 7, Series 66, Series 52TO, and SIE licenses. David specializes in working with high net worth individuals and provides a range of services such as financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
IL
02/01/2023 - Present
Hilltop Securities Inc. (CHICAGO IL)
IL
10/10/2015 - 02/07/2023
PIPER SANDLER & CO. (Chicago IL)
MN
05/15/2013 - 10/19/2015
BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)
IL
01/07/2008 - 05/14/2013
AMERIPRISE FINANCIAL SERVICES, INC. (SCHAUMBURG IL)
IL
08/08/2007 - 10/29/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
04/17/2007 - 05/14/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
BOTH
Issued 06/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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