Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lowell is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has over 25 years of experience in the financial services industry. David has a wide range of experience and expertise, including investment management, retirement planning, and estate planning. David is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
06/20/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DESTIN FL)
FL
09/25/2019 - 06/22/2022
CETERA INVESTMENT SERVICES LLC (DESTIN FL)
NY
03/29/2019 - 09/25/2019
SW FINANCIAL (MELVILLE NY)
TX
07/31/2018 - 03/20/2019
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
09/20/2017 - 08/02/2018
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
NY
04/04/2017 - 11/01/2017
DEMOCRACY FUNDING LLC (New York NY)
OK
12/21/2009 - 12/19/2016
BOK FINANCIAL SECURITIES, INC. (TULSA OK)
CT
11/19/2008 - 01/11/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
OK
09/21/2007 - 10/21/2008
MML INVESTORS SERVICES, INC. (TULSA OK)
OK
04/06/1998 - 03/02/2007
MORGAN STANLEY DW INC. (TULSA OK)
TX
08/08/1997 - 04/16/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
OK
11/19/1996 - 08/13/1997
CAPITAL WEST SECURITIES, INC. (OKLAHOMA CITY OK)
NY
02/08/1996 - 10/02/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2000
Series 3 - National Commodity Futures Examination
BC
Issued 02/05/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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