Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ligan is a financial advisor at Fidelity Personal and Workplace Advisors. David has over 30 years of experience in the financial industry, and is registered to offer investment advice in 24 states and the District of Columbia. David has earned the Certified Financial Planner designation and holds Series 7, 9, 10, 24, 63, and 66 licenses. David Ligan can provide financial planning, portfolio management, educational seminars, and selection of other advisers for individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
09/04/2018 - Present
Fidelity Personal AND Workplace Advisors (Hudson OH)
OH
12/10/2007 - 10/26/2012
TD AMERITRADE, INC. (BEACHWOOD OH)
OH
02/25/2003 - 12/13/2007
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
TX
01/07/1993 - 02/26/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
01/29/1992 - 12/21/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MI
11/11/1991 - 01/20/1992
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 12/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/29/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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