Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Johnson is a financial advisor registered with Stifel, Nicolaus & Company, Inc. and has been in the industry since 1990. David is licensed to provide securities advice in 27 states and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. David offers a range of services, including financial planning, portfolio management, and pension consulting. David also has experience working with investment clubs and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/16/2018 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
06/07/2013 - 02/28/2017
CITY SECURITIES CORPORATION (FORT WAYNE IN)
IN
11/13/2009 - 06/11/2013
PNC INVESTMENTS (FORT WAYNE IN)
IN
03/09/1998 - 11/13/2009
NATCITY INVESTMENTS, INC. (FORT WAYNE IN)
OH
03/30/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 04/02/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/14/1998 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
IN
08/14/1995 - 03/23/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/14/1995 - 03/23/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
03/04/1994 - 08/16/1995
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NJ
11/13/1989 - 12/24/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/13/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Johnson is the right advisor for you? Invested Better is here to help.
