Unclaimed
David Hodapp is a financial professional with RBC Capital Markets, LLC. David has been in the financial industry since March 12, 2023. David is licensed to provide investment advice in the District of Columbia. David has passed several industry exams including the Series 63, Series 24, Series 54, Series 53, Series 79TO, Series 50, Series 52TO, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DC
03/13/2023 - Present
RBC Capital Markets, LLC (Washington DC)
BC
Issued 04/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2024
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 06/01/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/28/2023
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/13/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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