Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Grosek is an investment advisor representative with UBS Financial Services Inc. located in Boston, MA. David has been in the industry since December 1997 and has a wide range of experience, including experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds multiple licenses including Series 7, 9, 10, 31 and 66 licenses. David also has experience in real estate and is a 20% owner of the General Partner for Senior Housing Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
02/16/2007 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
12/10/1997 - 02/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
BOTH
Issued 12/22/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Grosek is the right advisor for you? Invested Better is here to help.
