Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christopher Demilt is a financial professional with over 20 years of experience in the industry. David is currently registered with Lument Securities, LLC and is licensed to provide investment advice and securities transactions in 53 states. David has a broad range of experience in the financial services industry, having previously worked at OCM Investments, LLC and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/23/2022 - Present
Lument Securities, LLC (New York NY)
CA
04/15/2020 - 10/06/2022
OCM INVESTMENTS, LLC (LOS ANGELES CA)
NY
01/19/2012 - 06/27/2016
OCM INVESTMENTS, LLC (NEW YORK NY)
NY
03/27/2002 - 10/03/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
09/07/1993 - 01/04/1994
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC.
BC
Issued 06/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 03/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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