linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Christopher Bradshaw

SP Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Christopher Bradshaw

David Christopher Bradshaw is a financial professional with over 30 years of experience in the securities industry. David is registered with Sp Securities Llc. David began his career in 1989 and has held positions at several prominent firms, including Deutsche Bank Securities Inc., Donaldson, Lufkin & Jenrette Securities Corporation, PaineWebber Incorporated, and Rauscher Pierce Refsnes, Inc. David has passed a number of industry exams, including the Series 7, Series 63, and Series 79TO. David is currently registered in Texas.

Firm Information

David Bradshaw is currently registered with SP Securities LLC. SP Securities LLC is a Limited Liability Company that was formed on January 15, 2004. The firm is registered with the SEC and in 13 states, including Alabama, California, Colorado, Florida, Illinois, Louisiana, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Bradshaw’s Registration & Firm History

TX

08/18/2023 - Present

SP Securities LLC (HOUSTON TX)

TX

11/09/2021 - 08/29/2023

DORSET PEAK SECURITIES LLC (Houston TX)

TX

12/13/2016 - 01/20/2021

MOELIS & COMPANY LLC (HOUSTON TX)

TX

08/28/2013 - 06/16/2016

TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC (HOUSTON TX)

TX

08/28/2013 - 06/16/2016

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)

NY

01/30/2006 - 08/29/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

11/24/2003 - 12/06/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/08/2000 - 11/19/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NJ

05/01/1996 - 10/19/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

04/24/1989 - 05/21/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

TX

11/20/1985 - 06/15/1988

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

Not sure if David Christopher Bradshaw is right for you?

Licenses & Designations

BC

Issued 01/16/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Christopher Bradshaw.
Not sure if David Christopher Bradshaw is right for you?