Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Warren is a financial advisor currently registered with Raymond James & Associates, Inc. David has been working in the industry since 2004. Previously, David was a financial advisor with Royal Alliance Associates, Inc. and Signator Investors, Inc. David's area of expertise is in portfolio management for individuals and businesses. David is also a licensed insurance agent in Florida. David is a musician and has been working in the music industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/18/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
11/02/2018 - 06/10/2020
ROYAL ALLIANCE ASSOCIATES, INC. (TAMPA FL)
FL
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (TAMPA FL)
FL
07/14/2004 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
BOTH
Issued 12/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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