Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Waal is a financial advisor with over 13 years of experience in the industry. David currently works at Emerson Equity LLC, an investment advisor with over 176 million in assets under management. David is licensed in 21 states and offers a variety of services including financial planning, portfolio management, and educational seminars. David is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/30/2021 - Present
Emerson Equity LLC (Irvine CA)
UT
05/08/2020 - 10/12/2020
ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)
CA
04/13/2005 - 04/29/2011
OMNI BROKERAGE, INC. (WALNUT CREEK CA)
MI
05/07/2003 - 04/27/2005
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
NA
11/07/1985 - 02/12/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
07/26/1984 - 12/26/1985
PML SECURITIES COMPANY
BC
Issued 05/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/08/2020
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 03/12/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2003
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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