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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christian Phillips is a financial advisor with over 23 years of experience in the industry. David is currently registered with LPL Financial LLC and has been with the firm since July 2003. David holds Series 66, Series 7, Series 24, and SIE licenses. David has extensive experience in providing financial planning, portfolio management and other advisory services. David is a Certified Financial Planner and a Chartered Financial Analyst. David is committed to providing personalized financial advice to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/16/2015 - Present
LPL Financial LLC (LODI CA)
KS
06/15/2000 - 07/09/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 07/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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