Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Christian Mushaben is a financial advisor with Fidelity Brokerage Services LLC, working in the financial services industry since 2014. David is registered with 53 states, Puerto Rico and the Virgin Islands. David Christian Mushaben is a Series 63, 7, 9, 10 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
05/06/2014 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 05/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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