Unclaimed
David Estes is a financial advisor with Robinhood Securities, LLC. David is registered with FINRA and holds the Series 63, Series 24, Series 7TO and SIE licenses. David joined Robinhood Securities, LLC in July 2023. David has been in the financial industry for over 1 year. David is licensed to provide financial advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/13/2023 - Present
Robinhood Securities, LLC (Lake Mary FL)
BC
Issued 09/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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