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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Booker is a financial advisor with over 18 years of experience in the financial services industry. David Booker is currently registered with Wells Fargo Advisors Financial Network, LLC. David Booker previously worked with Royal Alliance Associates, Inc., Signator Investors, Inc., MetLife Securities Inc., and Ameriprise Financial Services, Inc. David Booker holds a Series 7, Series 66, and SIE licenses. David Booker is a Certified Financial Planner. David Booker is registered with the following states: California, Colorado, Florida, Maryland, New York, North Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
08/05/2022 - Present
Wells Fargo Advisors Financial Network, LLC (RALEIGH NC)
NC
11/02/2018 - 08/04/2022
ROYAL ALLIANCE ASSOCIATES, INC. (RALEIGH NC)
NC
08/01/2014 - 11/02/2018
SIGNATOR INVESTORS, INC. (RALEIGH NC)
NC
05/07/2012 - 08/07/2014
METLIFE SECURITIES INC. (RALEIGH NC)
NC
07/12/2004 - 05/09/2012
AMERIPRISE FINANCIAL SERVICES, INC. (RALEIGH NC)
MN
07/12/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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