Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Latham is a financial advisor with over 30 years of experience in the financial services industry. David is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with LPL Financial LLC. David has held previous roles with NATIONAL PLANNING CORPORATION, WM FINANCIAL SERVICES, INC., and GREAT WESTERN FINANCIAL SECURITIES CORPORATION. David has a broad range of experience and specializes in providing financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/28/2013 - Present
LPL Financial LLC (LONG BEACH CA)
CA
04/13/2004 - 02/03/2006
NATIONAL PLANNING CORPORATION (FULLERTON CA)
CA
05/01/1998 - 04/12/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/23/1993 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BC
Issued 04/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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