Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Choung Chen is a financial advisor with BNP Paribas Securities Corp. David Chen has been in the financial services industry since 2002. David Chen has passed the Series 7, 63, 65 and SIE exams. David Chen was previously registered with J.P. Morgan Securities LLC, AEGIS CAPITAL CORP., PORTALES PARTNERS, LLC, CREDIT SUISSE FIRST BOSTON CORPORATION and FIRST ALBANY CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/17/2022 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
01/03/2019 - 09/10/2020
J.P. MORGAN SECURITIES LLC (CHAPPAQUA NY)
NY
11/23/2015 - 09/08/2016
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
07/30/2003 - 11/30/2015
PORTALES PARTNERS, LLC (NEW YORK NY)
NY
05/08/1998 - 07/05/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
10/27/1997 - 05/14/1998
FIRST ALBANY CORPORATION (NEW YORK NY)
BC
Issued 01/16/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/08/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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