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David Chou

Osaic Wealth, Inc.

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About David Chou

David Chou is a registered investment advisor representative with Osaic Wealth, Inc., and Essence Financial LLC. David has been working in the financial services industry since 2014. David holds the Series 7, 63, and 66 licenses, as well as the SIE exam. David's previous experience includes roles with J.P. Morgan Securities LLC and AXA Advisors, LLC. David has a strong understanding of financial markets and can help clients achieve their financial goals.

Firm Information

David Chou is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Chou’s Registration & Firm History

CA

06/14/2024 - Present

Osaic Wealth, Inc. (Los Angeles CA)

CA

08/08/2016 - 01/13/2023

J.P. MORGAN SECURITIES LLC (IRVINE CA)

CA

02/18/2014 - 07/08/2016

AXA ADVISORS, LLC (IRVINE CA)

NC

11/11/2008 - 02/19/2009

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 06/15/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Chou. Review regulatory record here.
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