Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kohlhaas is an investment advisor representative who has been in the industry for over 18 years. David is registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since September 2011. David has previously worked at UBS Financial Services Inc. and Piper Jaffray & Co.. David is licensed to provide investment advice in Minnesota and is a registered representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MN
11/21/2013 - Present
Raymond James Financial Services Advisors, Inc. (DULUTH MN)
MN
08/12/2006 - 09/27/2011
UBS FINANCIAL SERVICES INC. (DULUTH MN)
MN
03/08/2004 - 08/12/2006
PIPER JAFFRAY & CO. (DULUTH MN)
BOTH
Issued 04/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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