Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Toung is a financial professional with over 27 years of experience in the securities industry. David is a Registered Principal and has held various roles at several firms, including U.S. Pacific Financial Services, Inc., Fortune Securities, Inc., and Ace Diversified Capital, Inc.. David currently holds the Series 4, 7, 24, 55, 57TO, and SIE licenses, and is registered in 13 states. David specializes in providing financial planning, pension consulting, and educational seminars to clients of Wedbush Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/13/1998 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
09/18/1997 - 11/25/1998
ACE DIVERSIFIED CAPITAL, INC. (SAN GABRIEL, CA)
CA
03/13/1995 - 10/20/1997
U. S. PACIFIC FINANCIAL SERVICES, INC. (ALHAMBRA CA)
CA
05/02/1997 - 05/22/1997
FORTUNE SECURITIES, INC. (ALHAMBRA CA)
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1997
Series 4 - Registered Options Principal Examination
BC
Issued 04/03/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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