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David Cheung

Transamerica Capital, Inc.

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About David Cheung

David Cheung is a financial professional with over 25 years of experience in the industry. David is currently registered with Transamerica Capital, Inc. and has been with the firm since February 3, 2017. David has previously held positions with several other firms including D.A. Davidson & Co., MountainView Securities, LLC, Stifel, Nicolaus & Company, Incorporated, and Hanifen, Imhoff Inc.. David is registered in Colorado as a broker-dealer and has passed the following exams: Series 63, Series 53, Series 24, Series 52TO, SIE, Series 7, and Series 62.

Firm Information

David Cheung is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Cheung’s Registration & Firm History

CO

02/03/2017 - Present

Transamerica Capital, Inc. (DENVER CO)

CO

08/10/2011 - 12/17/2016

D.A. DAVIDSON & CO. (DENVER CO)

CO

01/12/2001 - 07/06/2011

MOUNTAINVIEW SECURITIES, LLC (DENVER CO)

MO

01/12/2000 - 01/12/2001

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

CO

02/23/1998 - 01/12/2001

HANIFEN, IMHOFF INC. (DENVER CO)

CO

12/02/1996 - 02/23/1998

HANIFEN, IMHOFF INC. (DENVER CO)

NY

11/15/1995 - 11/07/1996

SHAMROCK FINANCIAL SERVICES (LAKE SUCCESS NY)

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Licenses & Designations

BC

Issued 10/31/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/19/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/1996

Series 7 - General Securities Representative Examination

BC

Issued 10/25/1995

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Cheung.
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