Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Chester Sposito is a financial professional with over 20 years of experience in the industry. David has a broad range of experience, having worked for firms such as Citigroup Global Markets Inc., Barclays Capital Inc., and Lehman Brothers Inc. David currently holds the Series 7, Series 24, Series 55, Series 57TO, Series 79TO, Series 99TO, and SIE licenses and is a registered representative with Stonex Financial Inc. David's experience combined with his licenses enable him to provide investment advice and services to clients in a variety of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/23/2019 - Present
Stonex Financial Inc. (Stamford CT)
NY
08/09/2010 - 09/23/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 05/26/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/11/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 03/28/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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