Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cheng-wei Hsu is a financial advisor with over 20 years of experience in the industry. David is currently registered with Newday as an Investment Advisor Representative. David has a strong background in compliance and has served as the Chief Compliance Officer for LGM Capital Management. David is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
WA
11/28/2023 - Present
Newday (Puyallup WA)
FL
07/01/2021 - 02/23/2023
INSPEREX LLC (DELRAY BEACH FL)
WA
04/28/2017 - 10/04/2021
280 SECURITIES LLC (Seattle WA)
CA
06/04/2012 - 09/06/2016
LIBERTY GROUP, LLC (MOUNTAIN VIEW CA)
CA
03/15/2016 - 05/30/2016
NEIGHBORLY SECURITIES (SAN FRANCISCO CA)
CA
12/07/2005 - 06/13/2012
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
10/06/2011 - 05/17/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
12/07/2005 - 05/11/2012
STONE & YOUNGBERG LLC (NEW YORK NY)
MO
10/01/2000 - 05/30/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
04/26/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 08/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/04/2011
Series 14 - Compliance Officer Examination
BC
Issued 04/29/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure David Hsu is the right advisor for you? Invested Better is here to help.
