Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Vaz is a financial advisor registered with Independent Financial Group, LLC. David is a seasoned professional with over 40 years of experience in the industry. David offers various services, including financial planning, pension consulting, and portfolio management for both businesses and individuals. David is also an insurance agent and offers various types of insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/16/2005 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
AZ
06/16/1995 - 02/25/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
GA
06/17/1983 - 06/16/1995
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 12/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/15/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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