Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Charles Turcott is a financial advisor with over 35 years of experience in the industry. David has held previous roles at Oppenheimer & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Chase Manhattan Investment Services, Inc., and Lehman Brothers Inc.. David is currently registered with LPL Financial LLC in Arizona and Texas. David holds the Series 3, 7, 63 and 65 licenses, and has passed the SIE exam. David is a registered investment advisor with LPL Financial LLC and specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. David is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/08/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
AZ
04/08/2016 - 07/12/2024
OPPENHEIMER & CO. INC. (SCOTTSDALE AZ)
AZ
07/31/2009 - 03/09/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
OK
07/06/1996 - 08/03/2009
WELLS FARGO ADVISORS, LLC (BARTLESVILLE OK)
IL
06/05/1993 - 07/03/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
03/21/1989 - 05/21/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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