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David Charles Sturgis

John Hancock Investment Management Distributors LLC

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About David Charles Sturgis

David Charles Sturgis is a financial advisor with over 30 years of experience in the industry. He currently works with John Hancock Investment Management Distributors LLC, a firm that focuses on providing investment management and distribution services. Previously, David has also worked with firms such as First Dominion Capital Corp., TSC Distributors, LLC, G.Distributors, LLC, Davis Distributors, LLC, OppenheimerFunds Distributor, Inc., Eaton Vance Distributors, Inc., and Putnam Mutual Funds Corp. David is licensed to provide investment advice in multiple states and is also registered with FINRA and the SEC. He is dedicated to helping his clients achieve their financial goals through customized financial planning strategies.

Firm Information

David Sturgis is currently registered with John Hancock Investment Management Distributors LLC. John Hancock Investment Management Distributors LLC is a Limited Liability Company formed in February 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Sturgis’s Registration & Firm History

MA

06/01/2017 - Present

John Hancock Investment Management Distributors LLC (BOSTON MA)

VA

01/06/2017 - 02/16/2017

FIRST DOMINION CAPITAL CORP. (RICHMOND VA)

MA

08/11/2016 - 12/31/2016

TSC DISTRIBUTORS, LLC (BOSTON MA)

NY

01/18/2016 - 02/05/2016

G.DISTRIBUTORS, LLC (RYE NY)

NY

11/08/2001 - 12/03/2014

DAVIS DISTRIBUTORS, LLC (NEW YORK NY)

NY

08/14/1998 - 11/01/2001

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

MA

11/01/1996 - 07/16/1998

EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)

MA

07/21/1993 - 11/01/1996

EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)

MA

04/08/1992 - 07/14/1993

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 03/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1997

Series 7 - General Securities Representative Examination

BC

Issued 04/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Charles Sturgis.
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