Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rand is a financial advisor currently affiliated with Pacific Select Distributors, LLC. David has been working in the financial services industry since 1993. He holds Series 6 and Series 63 licenses. David has previously held positions at BMO Harris Financial Advisors, Inc., AMCORE INVESTMENT SERVICES, INC, ING FINANCIAL PARTNERS, INC., LOCUST STREET SECURITIES, INC., FIRST HEARTLAND CAPITAL, INC., JEFFERSON PILOT SECURITIES CORPORATION, PROEQUITIES, INC., and LOCUST STREET SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/11/2012 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
IL
11/05/2010 - 05/01/2012
BMO HARRIS FINANCIAL ADVISORS, INC. (ROCKFORD IL)
IL
10/27/2004 - 09/30/2010
AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)
CT
07/13/2004 - 09/15/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CT
01/01/2004 - 07/09/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
08/07/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MO
10/28/2002 - 07/30/2003
FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)
IN
01/26/2000 - 11/01/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
AL
04/20/1998 - 02/10/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
03/21/1994 - 05/14/1998
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
10/30/1991 - 03/09/1993
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BC
Issued 07/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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