Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Neff is a financial advisor with over 25 years of experience in the industry. David Neff is currently registered with CLG LLC, in California and Texas and is a registered investment advisor representative in California and Texas. David Neff has also held previous positions at CETERA ADVISOR NETWORKS LLC and CETERA INVESTMENT ADVISERS LLC. David Neff is a CERTIFIED FINANCIAL PLANNER™ professional and has a strong track record of providing financial advice to individuals and families. David Neff has expertise in providing financial planning, portfolio management, pension consulting, and selection of other advisors. David Neff has a strong commitment to helping clients achieve their financial goals. David Neff is also a business manager for Legacy Financial Planning, a separate DBA for the sole purpose of business expense management, payroll services and 401(k) for office staff.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
CA
02/27/2018 - Present
CLG LLC (LONG BEACH CA)
CA
11/20/1996 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (CERRITOS CA)
IA
Issued 03/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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