Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Charles Miller is an active registered representative with Osaic Wealth, Inc. David has been in the financial industry since June 9, 1994, and has held previous positions at Securities America, Inc., Investcorp, Inc., Calton & Associates, Inc., and Financial Network Investment Corporation. David is a Series 63, 65, 7, 24, 52TO and SIE licensed representative and currently holds active registrations in several states. David also provides fixed annuities insurance and life insurance products through Advisors Choice Brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (NEW YORK NY)
NY
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (NEW YORK NY)
NY
06/15/2017 - 07/17/2020
INVESTACORP, INC. (NEW YORK NY)
NY
08/31/2012 - 06/15/2017
CALTON & ASSOCIATES, INC. (NEW YORK NY)
NY
06/10/1994 - 09/04/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (NEW YORK NY)
IA
Issued 08/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Miller is the right advisor for you? Invested Better is here to help.
