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David Charles Levine

Arete Wealth Advisors, LLC

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About David Charles Levine

David Levine is an investment advisor representative with Arete Wealth Advisors, LLC in Chicago, Illinois. David has been in the industry since 1998. David Levine also has experience with B. Riley Wealth Management and National Securities Corporation.

Firm Information

David Levine is currently registered with Arete Wealth Advisors, LLC. Arete Wealth Advisors, LLC is a registered investment advisor headquartered in Chicago, Illinois. With over $1 billion to $10 billion in assets under management, the firm provides financial planning, pension consulting, and portfolio management services to a diverse range of clients, including individuals, corporations, and pension plans. Arete Wealth Advisors also participates in wrap fee programs. The firm's website addresses include christie-cox.com, bondstocksfinancial.com, leblancfinancial.com, aretewealth.com, and more.
Arete Wealth Advisors, LLC

1115 W FULTON MARKET

CHICAGO, IL 60607

$2.67B

Assets Under Management

30

Total Clients

125

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.

Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Sharing in underwriting fees from an affiliated broker-dealer

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David Levine’s Registration & Firm History

FL

03/20/2023 - Present

Arete Wealth Advisors, LLC (Boca Raton FL)

FL

10/12/2021 - 11/16/2022

B. RILEY WEALTH MANAGEMENT (Boca Raton FL)

FL

01/15/2015 - 07/23/2022

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

04/30/2010 - 04/10/2014

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

05/09/2005 - 03/31/2010

GUNNALLEN FINANCIAL, INC (TAMPA FL)

MA

10/24/2003 - 05/11/2005

DELTA EQUITY SERVICES CORPORATION (BOLTON MA)

FL

05/08/2003 - 10/07/2003

NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)

NJ

03/19/2002 - 05/01/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

01/24/2002 - 04/12/2002

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

06/09/1999 - 10/27/1999

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

05/05/1997 - 03/29/1999

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

CT

03/15/1995 - 12/16/1996

ZWEIG SECURITIES CORP. (HARTFORD CT)

NY

01/20/1995 - 02/10/1995

BT BROKERAGE CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/17/2020

Series 66 - Uniform Combined State Law Examination

IA

Issued 01/19/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Charles Levine. Review regulatory record here.
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