Unclaimed
David Laplante is a financial advisor registered with Fidelity Distributors Co. LLC. David Laplante holds Series 7 and Series 63 licenses, along with the Securities Industry Essentials Exam (SIE). David Laplante has over 10 years of experience in the financial industry and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
05/12/2016 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
07/15/2013 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
MA
03/14/2013 - 07/02/2013
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
BC
Issued 05/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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