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David Charles Laplante

Fidelity Distributors Co. LLC

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About David Charles Laplante

David Laplante is a financial advisor registered with Fidelity Distributors Co. LLC. David Laplante holds Series 7 and Series 63 licenses, along with the Securities Industry Essentials Exam (SIE). David Laplante has over 10 years of experience in the financial industry and is registered in 52 states.

Firm Information

David Laplante is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Laplante’s Registration & Firm History

RI

05/12/2016 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

RI

07/15/2013 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

MA

03/14/2013 - 07/02/2013

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 05/02/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Charles Laplante.
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