Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kaluza is a financial advisor registered with Cetera Investment Advisers LLC. David has been in the industry for over 24 years and has a strong track record of providing financial advice to individuals, businesses and institutions. David is registered in 50 states and holds several licenses including Series 66, Series 53, Series 24, Series 52TO, SIE and Series 7. David specializes in financial planning, pension consulting, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/12/2023 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
01/21/2016 - 07/30/2021
CETERA ADVISORS LLC (ST CLOUD MN)
MN
01/21/2016 - 07/30/2021
CETERA FINANCIAL SPECIALISTS LLC (ST CLOUD MN)
MN
01/21/2016 - 07/30/2021
FIRST ALLIED SECURITIES, INC. (ST CLOUD MN)
MN
10/09/2012 - 07/30/2021
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
05/26/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)
MN
01/24/2005 - 06/20/2007
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
01/24/2005 - 12/31/2006
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
NC
12/13/2004 - 01/21/2005
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MN
08/02/2002 - 12/14/2004
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
07/30/2001 - 12/14/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NE
08/02/2002 - 11/14/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
MN
04/20/2001 - 08/27/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
01/08/2001 - 08/27/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
12/16/1998 - 01/11/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/10/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Kaluza is the right advisor for you? Invested Better is here to help.
