Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Charles James is a registered representative with Vntr Securities LLC, based in New York, NY. David has been in the securities industry since July 31, 2016. He has Series 7 and Series 63 registrations, as well as the SIE exam. Prior to joining Vntr Securities, David worked at FUSION ANALYTICS SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/27/2016 - Present
Vntr Securities LLC (New York NY)
NY
07/13/2016 - 12/07/2016
FUSION ANALYTICS SECURITIES LLC (New York NY)
BC
Issued 07/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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