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David Charles Jaderlund

B. Riley Wealth Management

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About David Charles Jaderlund

David Jaderlund is a financial advisor affiliated with B. Riley Wealth Management. David has been in the financial services industry since 1985. David holds the Series 7 and Series 63 licenses. David currently holds an active registration in 19 states including, Connecticut, Florida, Georgia, Idaho, Kansas, Louisiana, Maryland, Michigan, Nevada, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, South Dakota, Texas, Virginia, and Washington. David's previous experience includes positions with NATIONAL SECURITIES CORPORATION, WFG INVESTMENTS, INC., PAINEWEBBER INCORPORATED, FIRST SOUTHWEST COMPANY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, and RAUSCHER PIERCE REFSNES, INC.

Firm Information

David Jaderlund is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Jaderlund’s Registration & Firm History

NM

07/22/2022 - Present

B. Riley Wealth Management (Santa Fe NM)

NM

07/12/2017 - 07/22/2022

NATIONAL SECURITIES CORPORATION (SANTA FE NM)

NM

06/22/1999 - 07/12/2017

WFG INVESTMENTS, INC. (SANTA FE NM)

NJ

11/04/1993 - 07/01/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

TX

02/01/1990 - 11/02/1993

FIRST SOUTHWEST COMPANY (DALLAS TX)

NA

07/14/1987 - 10/06/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

02/14/1985 - 08/13/1987

KIDDER, PEABODY & CO. INCORPORATED

NA

10/20/1983 - 02/11/1985

RAUSCHER PIERCE REFSNES, INC.

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Licenses & Designations

BC

Issued 09/29/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Charles Jaderlund.
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