Unclaimed
David Jaderlund is a financial advisor affiliated with B. Riley Wealth Management. David has been in the financial services industry since 1985. David holds the Series 7 and Series 63 licenses. David currently holds an active registration in 19 states including, Connecticut, Florida, Georgia, Idaho, Kansas, Louisiana, Maryland, Michigan, Nevada, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, South Dakota, Texas, Virginia, and Washington. David's previous experience includes positions with NATIONAL SECURITIES CORPORATION, WFG INVESTMENTS, INC., PAINEWEBBER INCORPORATED, FIRST SOUTHWEST COMPANY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, and RAUSCHER PIERCE REFSNES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NM
07/22/2022 - Present
B. Riley Wealth Management (Santa Fe NM)
NM
07/12/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (SANTA FE NM)
NM
06/22/1999 - 07/12/2017
WFG INVESTMENTS, INC. (SANTA FE NM)
NJ
11/04/1993 - 07/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TX
02/01/1990 - 11/02/1993
FIRST SOUTHWEST COMPANY (DALLAS TX)
NA
07/14/1987 - 10/06/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/14/1985 - 08/13/1987
KIDDER, PEABODY & CO. INCORPORATED
NA
10/20/1983 - 02/11/1985
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 09/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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