Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Harvey is a financial professional with over 30 years of experience in the industry. David has been registered with Fidelity Distributors Co. LLC since February 2011. Prior to that, David was registered with INVESCO DISTRIBUTORS, INC. for almost 18 years. David holds the Series 6, 7, 63 and 65 licenses as well as the SIE exam. David is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
02/07/2011 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
TX
12/07/1993 - 01/19/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 03/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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