Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gornbein is a financial professional with over 27 years of experience in the industry. David has a diverse background with previous experience at UBS Securities LLC, FEP Investments LLC, and Banc of America Securities LLC. Currently, David is registered with Fidelity Personal And Workplace Advisors, serving clients in Connecticut and Texas. David has a broad range of experience, holding Series 7, Series 52, Series 55, and Series 63 licenses as well as the SIE and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (FAIRFIELD CT)
NY
06/03/2009 - 04/13/2012
UBS SECURITIES LLC (NEW YORK NY)
MA
01/09/2009 - 03/30/2009
FEP INVESTMENTS LLC (BOSTON MA)
NY
02/26/1999 - 04/18/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NA
08/01/1989 - 05/04/1999
MESIROW FINANCIAL, INC.
IL
12/09/1986 - 05/04/1999
MESIROW FINANCIAL, INC. (CHICAGO IL)
NA
04/05/1988 - 08/01/1989
MESIROW CAPITAL, INC.
NA
03/04/1986 - 12/12/1986
METRO EQUITIES CORPORATION
IA
Issued 09/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure David Gornbein is the right advisor for you? Invested Better is here to help.
