Unclaimed
David Charles Glabicki is an active investment advisor representative registered in North Carolina, Virginia, and West Virginia. David has been in the industry since August 1989 and is currently registered with Columbia Management Investment Advisers, LLC. David has held previous registrations with NYLIFE DISTRIBUTORS LLC, INVESCO DISTRIBUTORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and FEDERATED SECURITIES CORP. David specializes in providing investment advisory services to individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
03/14/2022 - Present
Columbia Management Investment Advisers, LLC (BOSTON MA)
NJ
07/15/2016 - 02/28/2022
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
TX
07/23/1997 - 06/06/2016
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
10/09/1995 - 06/17/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PA
10/03/1988 - 02/10/1995
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
IA
Issued 12/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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