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David Charles Forster

Btig, LLC

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About David Charles Forster

David Forster is a financial professional with over 14 years of experience in the financial services industry. David is currently registered with BTIG, LLC. David has a strong background in securities trading and investment management. David is also a Series 24 and Series 53 principal. David is committed to providing his clients with the highest level of service and expertise.

Firm Information

David Forster is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Forster’s Registration & Firm History

NY

06/21/2023 - Present

Btig, LLC (New York NY)

NY

06/12/2020 - 06/29/2023

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

07/08/2009 - 06/09/2020

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

03/23/2009 - 07/09/2009

HEDGE HARBOR INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/20/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2019

Series 24 - General Securities Principal Examination

BC

Issued 03/19/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/20/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Charles Forster.
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