Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ferrell is a financial advisor with over 30 years of experience in the industry. David is currently registered with LPL Financial LLC, and has previously worked at Ameriprise Financial Services, Inc., Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Prudential Securities Incorporated, Smith Barney Inc., Ryan, Beck & Co. and First Montauk Securities Corp. David holds Series 7, Series 63, Series 66 and SIE licenses. David provides financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. David is also registered as an investment advisor representative in New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/22/2019 - Present
LPL Financial LLC (RED BANK NJ)
NJ
01/23/2015 - 03/08/2019
AMERIPRISE FINANCIAL SERVICES, INC. (FREEHOLD NJ)
NJ
06/01/2009 - 01/30/2015
MORGAN STANLEY (RED BANK NJ)
NJ
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RED BANK NJ)
MD
07/14/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/02/1995 - 07/18/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/01/1989 - 06/15/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
09/01/1988 - 04/13/1989
RYAN, BECK & CO.
NA
07/20/1988 - 08/29/1988
FIRST MONTAUK SECURITIES CORP.
BOTH
Issued 10/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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