Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Charles Dulberg is an Investment Banking professional with over 3 years of experience. David currently works at SG Americas Securities, LLC in New York, NY and has been with the firm since October 31, 2023. Before joining SG Americas Securities, LLC David held roles at SCOTIA CAPITAL (USA) INC., ING FINANCIAL MARKETS LLC, and JEFFERIES LLC. David has passed the Series 63, Series 79TO, and SIE exams. David is registered in 52 states including Alabama, Alaska, Arizona, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/31/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
07/25/2023 - 10/20/2023
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
01/07/2022 - 07/28/2023
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
10/12/2021 - 01/02/2022
JEFFERIES LLC (NEW YORK NY)
NY
02/21/2020 - 10/14/2021
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 06/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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